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Guide to addressing equity, diversity and inclusion considerations in Partnership Grant applications

The Social Sciences and Humanities Research Council (SSHRC) is committed to increasing equitable and inclusive participation in the research ecosystem, including on research teams, and to promoting the integration of considerations related to equity, diversity and inclusion (EDI) into research design and practices.

This guide outlines expectations and provides definitions, examples, guiding questions and resources for Partnership Grant applicants to draw on when incorporating EDI considerations in the development of their partnerships and conceptualization of their research projects.Footnote 1

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Commitment to equity, diversity and inclusion

SSHRC is joined in its commitment to promoting the integration of EDI considerations into research design and practices by the Canadian Institutes of Health Research and the Natural Sciences and Engineering Research Council, as outlined in the Tri-Agency Statement on Equity, Diversity and Inclusion and the Tri-Agency EDI Action Plan. In addition, SSHRC is committed to supporting and promoting research by and with Indigenous Peoples. The three federal research funding agencies recognize the rights held by the First Nations, Inuit and Métis peoples in Canada, and initiatives should be developed through distinctions-based approaches, as found in the strategic plan Setting new directions to support Indigenous research and research training in Canada. Achieving a more equitable, diverse and inclusive Canadian research enterprise is essential to creating the excellent, innovative and impactful research necessary to advance knowledge and understanding, and to respond to local, national and global challenges.

SSHRC recognizes that excellence can be achieved only in an environment that fully respects and promotes EDI. Proactive consideration of EDI when forming research teams and in research design and practices contributes to addressing systemic barriers in the research ecosystem and ultimately leads to better research. When people with diverse perspectives and lived experiences participate on research teams as project directors, team members and trainees, it strengthens the quality, rigour and potential impacts of the research activities. Such an approach also helps to counter the underrepresentation or disadvantaging of groups in the research enterprise, including but not limited to women, Indigenous Peoples, persons with disabilities, racialized individuals and the 2SLGBTQIA+ community, as well as individuals who identify as, or belong to, more than one of these groups.

Applying EDI approaches in the development of a research design—including research questions, methods, theoretical frameworks, literature reviews, analyses and interpretations, and knowledge mobilization activities—reveals complexities about the lived experiences and histories of different groups and individuals. These can be relevant, and in some cases, crucial, for conceptualizing research projects and developing solutions to important social challenges.

Equity, diversity and inclusion in Partnership Grants

EDI should be embedded throughout the relevant sections of an application, as applicable. To support this, EDI evaluation criteria have been added as part of the assessment of applications submitted to Partnership Grant competitions. The Partnership Grant description, and related instructions, provide specific information about the application requirements and evaluation process, including the full evaluation criteria.

The introduction of EDI requirements in Partnership Grants is a pilot initiative, and SSHRC welcomes feedback at partnershipgrants@sshrc-crsh.gc.ca on how to improve this guide.

What are equity, diversity and inclusion in research practice and equity, diversity and inclusion in research design?

“Equity,” “diversity” and “inclusion” are defined individually in Appendix A. This guide uses EDI as an overall term that encompasses two approaches: EDI in research practice and EDI in research design.

Applications can also involve Indigenous research approaches and methodologies, depending on the nature of the project. When conducting Indigenous research, researchers must commit to respectful relationships with Indigenous Peoples and communities (see the Guidelines for the merit review of Indigenous research and Chapter 9: Research Involving the First Nations, Inuit and Métis Peoples of Canada of the Tri-Council Policy Statement: Ethical Conduct for Research Involving Humans—TCPS 2 [2022]).

See Appendix A for definitions used throughout and relevant to this guide, Appendix B for examples and guiding questions, and Appendix C for resources.

Equity, diversity and inclusion in research practice

Objectives and expectations

EDI-RP involves:

  1. promoting diversity in the composition of teams and recruitment of trainees (students, emerging scholars and highly qualified personnel)
  2. fostering an equitable, inclusive and accessible research work environment for team members and trainees
  3. considering diversity and equity in mentoring, training and access to development opportunities

1. Team composition and trainee recruitment processes

Implementing proactive measures to promote diversity and inclusion and to address systemic barriers in recruitment of trainees and team members is important in order to ensure that a diversity of experiences and perspectives is represented on the research team, and that the research is as impactful and innovative as possible. A diversity of experiences and perspectives is fundamental to achieving research excellence.

Partnership Grant project directors are expected to consider EDI when planning their team’s composition and trainee recruitment. When recruiting and selecting new trainees and members of the research team, they are expected to ensure they are encouraging a diverse applicant pool and not disadvantaging candidates from underrepresented groups, including but not limited to, members of the four designated groups as defined by the Employment Equity Act (women, Indigenous Peoples, persons with disabilities and racialized individuals).

Project directors must identify concrete practices that will be used to ensure that EDI is being intentionally and proactively considered in putting together the team and recruiting team members. It is not sufficient to say that the team is already complete and/or diverse; project directors must clearly demonstrate that EDI was taken into consideration for determining the team composition and will continue to be if the composition of the team changes throughout the duration of the grant. Project directors must also outline a trainee recruitment plan that proactively considers EDI and identifies measures to advertise to and to recruit a diverse pool of trainees in collaboration with partner organizations and team members from within and beyond their institution. Project directors are encouraged to work with their institutions to align with EDI and human resources policies and to identify recruitment challenges and opportunities in their application.

Note about privacy and confidentiality: Project directors must protect the privacy and confidentiality of all team members and trainees. How an individual self-identifies is considered personal and confidential information and should not be disclosed without that person’s consent. Instead of providing information about the composition of the research team in a way that can identify any of the team members’ personal information, project directors should give examples of clear and specific initiatives and measures the team has undertaken to realize its EDI goals.

2. Equitable, inclusive and accessible research work environment for trainees and team members

Fostering an equitable, inclusive and accessible work environment is important so that all team members, including trainees, are fully involved and can advance in their studies and careers (e.g., graduate, find employment in their field). Issues such as microaggressions, conscious bias and unconscious bias, inequitable support, and lack of recognition can affect the ability of trainees and team members to fully contribute to the research and knowledge mobilization activities of the partnership. Inclusion requires consistent and proactive effort by all team members and mentors to ensure that diverse lived experiences and research contributions are valued as assets to the team so that all trainees and team members are supported and involved.

Partnership Grant project directors must consider the type of research environment they will establish as research leaders who are responsible for leading, training and mentoring their team members, and they must demonstrate a strong commitment to the principles of EDI within the application. Project directors must indicate how they will implement concrete practices to ensure that all trainees and team members, in particular individuals who are from underrepresented or disadvantaged groups, are fully involved and supported in the research team. Project directors must provide examples of concrete practices that will be used to ensure that EDI is being intentionally and proactively considered to support the inclusion of all trainees and team members.

Research teams and mentors / academic supervisors are encouraged to take the Bias in Peer Review module (which takes approximately 20 minutes) and the online Women and Gender Equality Canada GBA+ training course (which takes approximately 2 hours) and/or other appropriate EDI training being increasingly offered at institutions.

3. Diversity and equity in mentoring, training and access to development opportunities

Considering diversity and equity in mentoring, training and access to development opportunities within the partnership is important, since access to such opportunities can significantly influence an individual’s research career trajectory. Providing a diversity of role models and mentors and ensuring equitable access to mentors within the partnership can help trainees and early career researchers feel comfortable and increase opportunities for their development. Partnerships can also provide a variety of forms of training and mentoring opportunities within partner organizations from academic, public, private and not-for-profit organizations. Such diversity in mentoring and training opportunities can contribute to building professional skills and making connections with prospective employers.

Ensuring that training and development opportunities are available to all trainees and team members will address potential inequities and contribute to a more inclusive research environment by providing intentional support to maximize benefits for students, postdoctoral researchers and members of the team. Recognizing possible barriers to participation and ensuring that all mentors, academic supervisors and team members understand the principles, practices and benefits of EDI will help address systemic barriers and contribute to a more diverse, inclusive and accessible research ecosystem, thereby increasing the level of research excellence.

Partnership Grant project directors must describe what concrete practices will be taken to ensure that mentoring, training and development opportunities are equitably provided to all trainees and team members. Mentors, academic supervisors and team members should be trained in EDI principles and best practices, as well as in the institutional gender and diversity biases and practices that create or maintain barriers for underrepresented or disadvantaged groups.

Equity, diversity and inclusion in research design

Objectives and expectations

With the wide range of topics and approaches to partnership projects in the social sciences and humanities, project directors might not at first consider EDI-RD applicable to their research. In other cases, they could view such considerations as essential. EDI-RD means designing the research partnership with consideration of diversity and identity factors that could be relevant or critical to the development of the partnership and scope of the research project, depending on the focus and topic(s) of the research and related activities.

Considering the use of EDI approaches in the overall design of the research partnership, as applicable—e.g., research questions, methods, theoretical frameworks, literature reviews, analyses and interpretations, and knowledge mobilization activities—is important because it can reveal complexities surrounding the lived experiences and histories of different groups and individuals who could be affected by the findings. The objective of such an approach is to promote rigorous research that considers diversity and identity factors so that the results are impactful and relevant to Canada’s diverse population. Analyses of research findings that are based on a limited, non-diverse sample when compared with the overall population can lead to inaccuracies and have serious implications with respect to how the research is interpreted and used.

Partnership Grant project directors are expected to embed EDI within the design of the research, as appropriate, by using, for example, gender-based analysis plus (GBA+) and complementary approaches such as anti-racist approaches that consider systemic racism and the intersectionality of different identities in the conceptualization of the research (e.g., age, culture, disability, education, ethnicity, gender expression and gender identity, immigration and newcomer status, Indigenous identity, language, neurodiversity, parental status/responsibility, place of origin, religion, race, sexual orientation, and socio-economic status). Project directors must consider the topic and people who could potentially be most impacted (positively or negatively) or excluded by the research and proactively seek to include individuals and partner organizations from such groups or communities in the co-development of the research design to ensure a diversity of perspectives and approaches are considered.

Indigenous research partnerships should be conducted by and with Indigenous Peoples. Project directors are expected to follow the Guidelines for the Merit Review of Indigenous Research and Chapter 9: Research Involving the First Nations, Inuit and Métis Peoples of Canada of the Tri-Council Policy Statement: Ethical Conduct for Research Involving Humans—TCPS 2 (2022), as appropriate. Appendix C lists Indigenous research resources, including the principles of ownership, control, access and possession (known as OCAP®).

Given the collaborative and multidisciplinary nature of research partnerships in the social sciences and humanities, it is likely that EDI considerations are at least relevant to most (if not all) applications. Project directors must provide a strong rationale if they believe that no aspect of the proposed research design, questions, methods, theoretical framework, literature review, analysis and interpretation, and knowledge mobilization activities should take EDI into consideration.

Appendix A: Definitions

These definitions have been adapted from Best Practices in Equity, Diversity and Inclusion in Research—A guide for applicants to New Frontiers in Research Fund competitions.

Equity means fairness—with people of all identities being treated fairly, and ensuring that the processes for allocating resources and decision-making do not discriminate on the basis of identity. It involves challenging systemic barriers and biases, and can involve providing different levels of support to individuals so they can fully access or participate in, and benefit from, a program or research project.

To achieve this, all individuals who participate in the research ecosystem must develop a strong understanding of historical and systemic barriers faced by individuals from underrepresented or disadvantaged groups (e.g., women, persons with disabilities, Indigenous Peoples, racialized individuals, the 2SLGBTQIA+ community) and put in place impactful measures to address these barriers.

Diversity is defined as differences based on factors such as, but not limited to age, culture, disability, education, ethnicity, gender expression and gender identity, immigration and newcomer status, Indigenous identity, language, neurodiversity, parental status/responsibility, place of origin, religion, race, sexual orientation, and socio-economic status.

A diversity of perspectives and lived experiences is fundamental to achieving research and training excellence.

Inclusion is the practice of ensuring that all individuals are valued and respected for their contributions and are supported.

Ensuring that all team members are supported is fundamental to achieving research and training excellence.

Gender refers to the socially constructed roles, behaviours, expressions and identities of girls, women, boys, men and people with diverse gender identities. It influences how people perceive themselves and each other, how they act and interact, and the distribution of power and resources in society. Gender is often conceptualized as binary (girl/woman and boy/man) but there is considerable diversity in how individuals and groups understand, experience and express it, including gender-fluid, nonbinary, transgender and Two-Spirit. One resource is 2SLGBTQI+ terminology—Glossary and common acronyms, from the 2SLGBTQI+ Secretariat, Department of Canadian Heritage.

Gender-based analysis plus (GBA+) is an analytical process used to assess the potential impacts of policies, programs, services and other initiatives (such as research design) on diverse groups of women, men and people with diverse gender identities, taking into account multiple diversity and identity factors. The “plus” in the name highlights that GBA+ goes beyond gender and includes the examination of a range of intersecting diversity and identity factors (such as age, culture, disability, education, ethnicity, gender expression and gender identity, immigration and newcomer status, Indigenous identity, language, neurodiversity, parental status/responsibility, place of origin, religion, race, sexual orientation, and socio-economic status).

Indigenous research (in SSHRC’s definitions of terms used in grant applications)

Intersectionality is a theoretical framework that was developed by professor Kimberlé Crenshaw in 1989 in a paper for the University of Chicago Legal Forum, “Demarginalizing the Intersection of Race and Sex: A Black Feminist Critique of Antidiscrimination Doctrine, Feminist Theory and Antiracist Politics,” to explain how African-American women face overlapping disadvantages and discrimination related to sexism and racism. This approach or lens assists researchers to better understand and address the multiple barriers and disadvantages faced by individuals with intersecting social identities—such as race, gender, sexuality and class. Using an intersectional approach to develop policies and research projects helps to better identify and address systemic barriers. Appendix C contains resources about intersectionality.

Microaggression refers to brief and common verbal, behavioural or institutional actions that play into stereotypes or discrimination against a group of people, often from underrepresented or disadvantaged groups. First coined by Dr. Chester M. Pierce in his 1970s research with Black Americans, research on microaggressions has since expanded to examine the experiences of Indigenous Peoples, people with disabilities, women, 2SLGBTQIA+ people, and a number of racial, ethnic and religious groups. Taken in isolation, one instance of microaggression can seem like a minor event; however, members of underrepresented or disadvantaged groups often experience the same microaggression repeatedly over time, producing adverse emotional, social, psychological and health impacts, which can also affect their level of productivity and sense of inclusion at work. Examples of microaggressions include implying a member of an underrepresented or disadvantaged group is an “equity hire”; asking where someone is “really from”; downplaying the effects of race, gender, ability, etc., on lived experiences; or implying that someone’s reaction is due to sensitivity, not the nature of the situation they are in.

Systemic barriers are defined as systems, policies or practices that result in some individuals from underrepresented or disadvantaged groups receiving inequitable access to or being excluded from participation within employment, services or programs. These barriers are systemic, meaning that they result from institutional level practices, policies, traditions and/or values that could be “unintended” or “unseen” but that have serious and long-lasting impacts on the lives of those affected (e.g., on their career trajectories).

Systemic barriers within academia and the research ecosystem have been and continue to be documented in Canada. To address these persistent barriers within Canada’s research ecosystem, individuals at all levels (e.g., students, trainees, faculty, researchers, administrators, research funding agencies, policy-makers) must play a sustained role in identifying and mitigating them. SSHRC recognizes that systemic barriers exist and encourages researchers to develop a strong understanding of what the barriers and their consequences are, and to understand how individuals at all levels of the research ecosystem (including researchers) can play a role in addressing them. See Appendix C for resources about systemic barriers in the research ecosystem.

Tokenism is defined by the Merriam-Webster Dictionary as “the practice of doing something (such as hiring a person who belongs to a minority group) only to prevent criticism and give the appearance that people are being treated fairly.”

Unconscious bias is an implicit attitude, stereotype, motivation or assumption that can occur without one’s knowledge, control or intention. Unconscious bias is a result of one’s life experiences and affects all types of people. Everyone carries implicit or unconscious biases. Examples of unconscious bias include gender bias, cultural bias, race/ethnicity bias, age bias, language bias and institutional bias. Decisions made based on unconscious bias can compound over time to significantly impact the lives and opportunities of others who are affected by the decisions one makes. The following are steps that can be practised to mitigate bias:

Further strategies can be found in this Unconscious bias training module.

Appendix B: Examples of equity, diversity and inclusion in research practice and guiding questions to consider for equity, diversity and inclusion in research design

Examples of equity, diversity and inclusion in research practice

1. Team composition and recruitment processes for trainees (students, emerging scholars and highly qualified personnel)

2. Equitable, inclusive and accessible research work environment for trainees and team members

3. Diversity and equity in mentoring, training and access to development opportunities

Equity, diversity and inclusion in research design

Guiding questions to consider while designing your research (as applicable)

Appendix C: Resources

Antiracist approaches

Disability research approaches

Diversity and equity in teams

Equity, diversity and inclusion

Excellence, innovation and diversity

Gender-based analysis plus

Indigenous research

Intersectionality

Systemic barriers in the research ecosystem

Unconscious bias

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